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Securities Series 65 Licensing Exam Practice Question for August 7th


ABCO Materials, Inc., is in the process of raising money from the public for the first time. Which of the following must be disclosed in ABCO's registration statement filed with the Administrator?

I. Biographical sketches of each of the members of the board of directors, as well as ABCO's principal officers
II. Expected use of the proceeds of the offering
III. Performance of the company's stock over the last five years or since the founding of the company, whichever is the shorter period
IV. Expected range of the public offering price

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